The law of securities regulation / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).

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"This Hornbook is a one volume version and a substantial abridgement of my seven volume Treatise on Securities Regulation (Practitioner's Edition). The Hornbook is designed for students but can also serve as a desk book for lawyers desiring an overview of the law"--Page v.

Bibliographic Details
Uniform Title:Hornbook series.
Main Author: Hazen, Thomas Lee, 1947- (Author)
Language:English
Published: St. Paul, MN : West Academic Publishing, [2017]
Edition:Seventh edition.
Series:Hornbook series.
Subjects:
Securities > United States.
Securities.
United States.
Hornbooks (Law)
Genre:
Hornbooks (Law)
Physical Description:xxx, 842 pages ; 27 cm.
Variant Title:
Securities regulation [Spine title]
Format: Book

MARC

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100 1 |a Hazen, Thomas Lee,  |d 1947-  |e author.  |0 http://id.loc.gov/authorities/names/n84005672 
245 1 4 |a The law of securities regulation /  |c Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill). 
246 1 8 |a Securities regulation 
250 |a Seventh edition. 
264 1 |a St. Paul, MN :  |b West Academic Publishing,  |c [2017] 
264 4 |c ©2017 
300 |a xxx, 842 pages ;  |c 27 cm. 
336 |a text  |b txt  |2 rdacontent 
337 |a unmediated  |b n  |2 rdamedia 
338 |a volume  |b nc  |2 rdacarrier 
490 1 |a Hornbook series 
504 |a Includes bibliographical references and index. 
505 0 |a The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- The theory of sale: corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices: manipulation, stabilization and hot issues -- Remedies for violations of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation -- Tender offer and takeover regulation -- Manipulation and fraud : civil liability -- Insider reporting and short-swing trading : Securities Exchange Act section 16 -- Market regulation and broker-dealer regulation -- Arbitration of broker-dealer disputes -- Civil and criminal enforcement -- Jurisdictional aspects -- Debt securities and protection of bondholders : the Trust Indenture Act of 1939 -- Federal regulation of investment companies : the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Special problems and overview of related laws. 
525 |a Kept up-to-date by pocket parts. 
520 2 |a "This Hornbook is a one volume version and a substantial abridgement of my seven volume Treatise on Securities Regulation (Practitioner's Edition). The Hornbook is designed for students but can also serve as a desk book for lawyers desiring an overview of the law"--Page v. 
650 0 |a Securities  |z United States.  |0 http://id.loc.gov/authorities/subjects/sh2010111900 
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651 7 |a United States.  |2 fast  |0 (OCoLC)fst01204155 
655 7 |a Hornbooks (Law)  |2 fast  |0 (OCoLC)fst01774270 
655 7 |a Hornbooks (Law)  |2 lcgft  |0 http://id.loc.gov/authorities/genreForms/gf2011026320 
775 0 8 |i Revision of:  |a Hazen, Thomas Lee, 1947-  |t Law of securities regulation.  |b 6th ed.  |d St. Paul, MN : Thomson/West, ©2009  |z 9780314187970  |w (DLC) 2009499216  |w (OCoLC)423062106 
775 0 8 |i Revised as:  |a Hazen, Thomas Lee, 1947-  |t Law of securities regulation.  |b Eighth edition.  |d St. Paul, MN : West Academic Publishing, [2021]  |z 9781642424096  |w (OCoLC)1223011526 
830 0 |a Hornbook series.  |0 http://id.loc.gov/authorities/names/n42012841 
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