|
|
|
|
| LEADER |
00000cai a2200000Ka 4500 |
| 001 |
in00003672896 |
| 003 |
OCoLC |
| 005 |
20220616134059.0 |
| 006 |
m o d |
| 007 |
cr mn||||||||| |
| 008 |
070314c20069999vau x w o b 0 a2eng d |
| 035 |
|
|
|a (OCoLC)85851948
|
| 040 |
|
|
|a BNA
|c BNA
|d BNA
|d OCLCO
|d BNA
|d UtOrBLW
|
| 043 |
|
|
|a n-us---
|
| 049 |
|
|
|a EVKA
|
| 050 |
|
4 |
|a HF5616.U5
|b A345 no. 5505-2nd (INTERNET)
|
| 100 |
1 |
|
|a Wang, Leonard W.
|0 http://id.loc.gov/authorities/names/n2006085645
|
| 245 |
1 |
0 |
|a Strategies for an individual involved in an SEC financial reporting investigation /
|c Leonard W. Wang.
|
| 260 |
|
|
|a Arlington, VA :
|b Tax Management,
|c [©2006]-
|
| 310 |
|
|
|a Updated irregularly.
|
| 336 |
|
|
|a text
|b txt
|2 rdacontent
|
| 337 |
|
|
|a computer
|b c
|2 rdamedia
|
| 338 |
|
|
|a online resource
|b cr
|2 rdacarrier
|
| 490 |
1 |
|
|a BNA tax and accounting portfolio ;
|v 5505-2nd
|
| 500 |
|
|
|a Published: Washington, D.C., 2006-2007.
|
| 500 |
|
|
|a Electronic resource.
|
| 505 |
0 |
|
|a Detailed analysis. Introduction -- Starting off on the right foot -- The dynamics of an SEC financial reporting investigation -- The investigative process -- The end game: theories of liability, potential sanctions, the Wells process, and settlement -- Planning points: strategic considerations -- Conclusion -- Working papers.
|
| 504 |
|
|
|a Includes bibliographical references.
|
| 520 |
|
|
|a "... discusses the problems and issues confronting an officer, director, or employee of a public company under SEC investigation for potential financial reporting violations. The paramount consideration for any such individual is to focus on protecting his or her personal interests. Amidst the confusion and uncertainty of an investigation, the company will likely concentrate on protecting its corporate interests. As part of its efforts to defend itself, the company may subordinate the welfare of individual officers, directors, and employees to its corporate interests at a time when events could unfold quickly and significantly affect the fortunes of these individuals. The company's priorities and actions may be appropriate and well-intentioned from its standpoint, but officers, directors, and employees could find that their personal interests conflict with those of the company. Thus, individuals in a company under SEC investigation should look out for themselves."
|
| 538 |
|
|
|a Mode of access: World Wide Web.
|
| 588 |
|
|
|a Title from title screen (viewed Aug. 27, 2012).
|
| 650 |
|
0 |
|a Financial statements
|x Law and legislation
|z United States.
|0 http://id.loc.gov/authorities/subjects/sh2008103796
|
| 650 |
|
0 |
|a Corporations
|x Accounting
|x Law and legislation
|z United States.
|0 http://id.loc.gov/authorities/subjects/sh2009121982
|
| 650 |
|
0 |
|a Disclosure of information
|x Law and legislation
|z United States.
|0 http://id.loc.gov/authorities/subjects/sh2008102043
|
| 710 |
2 |
|
|a Tax Management Inc.
|0 http://id.loc.gov/authorities/names/n79106330
|
| 776 |
0 |
8 |
|i Print version:
|a Wang, Leonard W.
|t Strategies for an individual involved in an SEC financial reporting investigation.
|d Arlington, VA : Tax Management, c2012-
|w (OCoLC)830533304.
|
| 830 |
|
0 |
|a Accounting policy & practice series ;
|v 5505-2nd.
|0 http://id.loc.gov/authorities/names/no2006113291
|
| 856 |
4 |
0 |
|u http://taxandaccounting.bna.com/btac/display/link_res.adp?lt=email&fname=apps_5505&split=1
|z Connect to online resource - MSU College of Law authorized users
|t 0
|
| 856 |
4 |
0 |
|u http://corplaw.bna.com/cplw/display/link_res.adp?lt=email&fname=apps_5505&split=1
|z Connect to online resource - MSU College of Law authorized users
|
| 907 |
|
|
|y .b55644545
|b 160819
|c 080207
|
| 998 |
|
|
|a dx
|b 080207
|c i
|d m
|e -
|f eng
|g vau
|h 0
|i 2
|
| 994 |
|
|
|a C0
|b BNA
|
| 999 |
f |
f |
|i 58ab580e-3089-51cd-ac3c-4bf9bc1d1dde
|s c5806884-6e89-5edf-b5ab-a58d23bcd847
|t 0
|
| 952 |
f |
f |
|p Non-Circulating
|a Michigan State University-Library of Michigan
|b Michigan State University
|c MSU Schaefer Law Library
|d MSU Schaefer Law Library - Internet
|t 0
|e HF5616.U5 A345 no. 5505-2nd (INTERNET)
|h Library of Congress classification
|i Electronic Resource
|j Online
|n 1
|
| 856 |
4 |
0 |
|t 0
|u http://corplaw.bna.com/cplw/display/link_res.adp?lt=email&fname=apps_5505&split=1
|y Connect to online resource - MSU College of Law authorized users
|
| 856 |
4 |
0 |
|t 0
|u http://taxandaccounting.bna.com/btac/display/link_res.adp?lt=email&fname=apps_5505&split=1
|y Connect to online resource - MSU College of Law authorized users
|
