The SEC enforcement process : practice and procedure in handling an SEC investigation / Colleen P. Mahoney [and others].
"... discusses practice and procedure in handling both informal and formal investigations by the Securities and Exchange Commission's Division of Enforcement, including responding to subpoenas, producing documents, and testimony; when and whether companies should conduct internal investigations; the...
| Uniform Title: | Corporate practice series ;
no. 77-5th. |
|---|---|
| Corporate Author: | |
| Other Authors: | |
| Language: | English |
| Published: |
Arlington, VA :
Bureau of National Affairs,
©2007-
|
| Series: | Corporate practice series ;
no. 77-5th. |
| Subjects: | |
| Online Access: | |
| Variant Title: |
Practice and procedure in handling an SEC investigation
Securities and Exchange Commission enforcement process
Practice and procedure in handling an SEC investigation after Sarbanes-Oxley
Practice and procedure in handling an SEC investigation in the Sarbanes-Oxley era |
| Format: | Electronic Website |
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