Treatise on the law of securities regulation / by Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill).
| Uniform Title: | Practitioner treatise series.
|
|---|---|
| Main Author: | |
| Language: | English |
| Published: |
St. Paul, MN :
Thomson Reuters,
[2023]
|
| Edition: | Eighth edition. |
| Series: | Practitioner treatise series.
|
| Subjects: | |
| Genre: | |
| Physical Description: | 7 volumes ; 27 cm. |
| Variant Title: |
Law of securities regulation
Securities regulation [Spine title] |
| Format: | Book |
MARC
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| 100 | 1 | |a Hazen, Thomas Lee, |d 1947- |e author. |0 http://id.loc.gov/authorities/names/n84005672 | |
| 245 | 1 | 0 | |a Treatise on the law of securities regulation / |c by Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill). |
| 246 | 3 | 0 | |a Law of securities regulation |
| 246 | 1 | 8 | |a Securities regulation |
| 250 | |a Eighth edition. | ||
| 264 | 1 | |a St. Paul, MN : |b Thomson Reuters, |c [2023] | |
| 264 | 4 | |c ©2023 | |
| 300 | |a 7 volumes ; |c 27 cm. | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a unmediated |b n |2 rdamedia | ||
| 338 | |a volume |b nc |2 rdacarrier | ||
| 490 | 1 | |a Practitioner treatise series | |
| 504 | |a Includes bibliographical references and index. | ||
| 525 | |a Kept up to date by pocket parts. | ||
| 505 | 8 | |a Volume 1. Sections 1:1-4:111 -- Volume 2. Sections 4:112-10:26 -- Volume 3. Sections 10:27-12:86 -- Volume 4. Sections 12:87-14:44 -- Volume 5. Sections 14:45-16:17 -- Volume 6. Sections 16:18-23:8 -- Volume 7. Appendix. | |
| 505 | 0 | |a Volume 1. The basic coverage of the securities laws -- Registration requirements of the Securities Act of 1933 -- The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration -- | |
| 505 | 8 | |a Volume 2. Exemptions from 1933 Act registration (continued) -- The theory of sale; corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization, and hot issues -- Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) -- State securities laws ("blue sky" laws) -- Securities Exchange Act of 1934 - registration and reporting requirements for publicly traded companies -- Shareholder suffrage - proxy regulation -- | |
| 505 | 8 | |a Volume 3. Shareholder suffrage - proxy regulation (continued) -- Tender offer and takeover regulation -- Manipulation and fraud; civil liability; implied private remedies; SEC Rule 10B-5; fraud in connection with the purchase or sale of securities; insider trading on nonpublic material information -- | |
| 505 | 8 | |a Volume 4. Manipulation and fraud; civil liability; implied private remedies; SEC Rule 10B-5; fraud in connection with the purchase or sale of securities; insider trading on nonpublic material information (continued) -- Insider reporting and short-swing trading - Securities Exchange Act Section 16 -- Market regulation; broker-dealer regulation; credit rating agencies -- | |
| 505 | 8 | |a Volume 5. Market regulation; broker-dealer regulation; credit rating agencies (continued) -- Arbitration of broker-dealer disputes -- Operation of the Securities and Exchange Commission -- | |
| 505 | 8 | |a Volume 6. Operation of the Securities and Exchange Commission (continued) -- Jurisdictional aspects of the Federal Securities laws -- The SEC's former role in public utility regulation : the history of the repealed Public Utility holding Company Act of 1935 and transfer of authority from the SEC to the Federal Energy Regulatory Commission -- Debt securities and protection of bondholders - the Trust Indenture Act of 1939 -- Federal regulation of investment companies - the Investment Company Act of 1940 -- Investment Advisers Act of 1940 -- Overview of related laws -- Overview of related laws dealing with securities transfers -- | |
| 505 | 8 | |a Volume 7. Appendix. Researching securities law on Westlaw. | |
| 588 | 0 | |a Volume 1 | |
| 610 | 1 | 0 | |a United States. |t Securities Act of 1933. |0 http://id.loc.gov/authorities/names/n83303648 |
| 610 | 1 | 0 | |a United States. |b Securities and Exchange Commission. |0 http://id.loc.gov/authorities/names/n78088948 |
| 650 | 0 | |a Securities |z United States. |0 http://id.loc.gov/authorities/subjects/sh2010111900 | |
| 650 | 7 | |a Securities. |2 fast |0 (OCoLC)fst01110743 | |
| 651 | 7 | |a United States. |2 fast |0 (OCoLC)fst01204155 | |
| 655 | 7 | |a Legal treatises. |2 lcgft | |
| 775 | 0 | 8 | |i Revision of: |a Hazen, Thomas Lee, 1947- |t Treatise on the law of securities regulation. |b Seventh edition. |d St. Paul, MN : Thomson Reuters, [2016] |z 9780314844477 |w (OCoLC)945699228 |
| 830 | 0 | |a Practitioner treatise series. |0 http://id.loc.gov/authorities/names/n91023381 | |
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