Treatise on the law of securities regulation / by Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill).
| Uniform Title: | Practitioner treatise series.
|
|---|---|
| Main Author: | |
| Language: | English |
| Published: |
St. Paul, MN :
Thomson Reuters,
[2023]
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| Edition: | Eighth edition. |
| Series: | Practitioner treatise series.
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| Subjects: | |
| Genre: | |
| Physical Description: | 7 volumes ; 27 cm. |
| Variant Title: |
Law of securities regulation
Securities regulation [Spine title] |
| Format: | Book |
Contents:
- Volume 1. The basic coverage of the securities laws
- Registration requirements of the Securities Act of 1933
- The 1933 Act registration process and disclosure
- Exemptions from 1933 Act registration
- Volume 1. Sections 1:1-4:111
- Volume 2. Sections 4:112-10:26
- Volume 3. Sections 10:27-12:86
- Volume 4. Sections 12:87-14:44
- Volume 5. Sections 14:45-16:17
- Volume 6. Sections 16:18-23:8
- Volume 7. Appendix.
- Volume 2. Exemptions from 1933 Act registration (continued)
- The theory of sale; corporate recapitalizations, reorganizations and mergers under the 1933 Act
- IPO practices : manipulation, stabilization, and hot issues
- Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements)
- State securities laws ("blue sky" laws)
- Securities Exchange Act of 1934 - registration and reporting requirements for publicly traded companies
- Shareholder suffrage - proxy regulation
- Volume 3. Shareholder suffrage - proxy regulation (continued)
- Tender offer and takeover regulation
- Manipulation and fraud; civil liability; implied private remedies; SEC Rule 10B-5; fraud in connection with the purchase or sale of securities; insider trading on nonpublic material information
- Volume 4. Manipulation and fraud; civil liability; implied private remedies; SEC Rule 10B-5; fraud in connection with the purchase or sale of securities; insider trading on nonpublic material information (continued)
- Insider reporting and short-swing trading - Securities Exchange Act Section 16
- Market regulation; broker-dealer regulation; credit rating agencies
- Volume 5. Market regulation; broker-dealer regulation; credit rating agencies (continued)
- Arbitration of broker-dealer disputes
- Operation of the Securities and Exchange Commission
- Volume 6. Operation of the Securities and Exchange Commission (continued)
- Jurisdictional aspects of the Federal Securities laws
- The SEC's former role in public utility regulation : the history of the repealed Public Utility holding Company Act of 1935 and transfer of authority from the SEC to the Federal Energy Regulatory Commission
- Debt securities and protection of bondholders - the Trust Indenture Act of 1939
- Federal regulation of investment companies - the Investment Company Act of 1940
- Investment Advisers Act of 1940
- Overview of related laws
- Overview of related laws dealing with securities transfers
- Volume 7. Appendix. Researching securities law on Westlaw.