Fundamentals of securities regulation / Louis Loss (Late William Nelson Cromwell Professor of Law, Harvard University), Joel Seligman (Dean Emeritus & Professor, Washington University School of Law; President Emeritus, University of Rochester), Troy Paredes (Founder, Paredes Strategies LLC).

Bibliographic Details
Main Authors: Loss, Louis (Author)
Seligman, Joel (Author)
Paredes, Troy (Author)
Language:English
Published: New York : Wolters Kluwer, [2024]
Edition:Eighth edition.
Subjects:
Physical Description:2 volumes (xliv, xv, 2,659 pages) ; 24 cm
Format: Book

MARC

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250 |a Eighth edition. 
264 1 |a New York :  |b Wolters Kluwer,  |c [2024] 
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504 |a Includes bibliographical references (pages 2429-2595) and index. 
505 0 |a Volume 1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 Act -- Regulation of the securities markets -- 
505 8 |a Volume 2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. 
588 0 |a Volume 1. 
650 0 |a Securities  |z United States.  |0 http://id.loc.gov/authorities/subjects/sh2010111900 
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700 1 |a Paredes, Troy,  |e author.  |0 http://id.loc.gov/authorities/names/no2006106374 
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