Fundamentals of securities regulation / Louis Loss (Late William Nelson Cromwell Professor of Law, Harvard University), Joel Seligman (Dean Emeritus & Professor, Washington University School of Law; President Emeritus, University of Rochester), Troy Paredes (Founder, Paredes Strategies LLC).

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Bibliographic Details
Main Authors: Loss, Louis (Author)
Seligman, Joel (Author)
Paredes, Troy (Author)
Language:English
Published: New York : Wolters Kluwer, [2024]
Edition:Eighth edition.
Subjects:
Securities > United States.
Corporations > Finance > Law and legislation > United States.
Physical Description:2 volumes (xliv, xv, 2,659 pages) ; 24 cm
Format: Book
Contents:
  • Volume 1. Background of the SEC statutes
  • Federal regulation of the distribution of securities
  • Coverage of the Securities Act of 1933 : definitions and exemptions
  • Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
  • Control concepts under the SEC statutes
  • Registration and postregistration provisions of the 1934 Act
  • Regulation of the securities markets
  • Volume 2. Regulation of brokers, dealers, and investment advisers
  • Fraud
  • Manipulation
  • Civil liability
  • Government litigation
  • SEC administrative law
  • Conflict of laws, procedural aspects, and globalization.