Securities regulation in a nutshell [electronic resource] / Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill.

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Bibliographic Details
Main Author: Hazen, Thomas Lee, 1947- (Author)
Language:English
Published: St. Paul, MN : West Academic Publishing, [2021]
Edition:Twelfth edition.
Series:Nutshell series
Subjects:
Securities > United States.
Online Access:
West Academic Study Aids (Full-Access Suite): 2020 (West Academic)
West Academic Study Aids (Hornbook & Nutshell Suite): 2020 (West Academic)
Variant Title:
Securities regulation [Spine title]
Securities Regulation in a Nutshell, 12th
Format: Electronic eBook
Contents:
  • The 1933 Act's regulation of public offerings
  • Introduction to the 1934 Act's regulation of publicly-held companies
  • Antifraud provisions
  • Regulation of the securities business
  • Regulation of investment companies and investment advisers
  • Sanctions for violations
  • Civil liabilities
  • Extraterritorial application
  • State regulation.